PSA The Bond Market Association (TBMA) provides comments to the Securities and Exchange Commission (SEC) on proposed rule change by National Association of Securities Dealers Regulation, Inc. (NASDR) to NASD Conduct Rules 3010 (Supervision) and 3110 (Books and Records), File No. SR-NASD-97-24. TBMA reaffirms its support and urges prompt adoption of these rules by the SEC in the amended form proposed by the NASDR.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
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