Letters

Letter from US Representative Carolyn Maloney to SEC Chairman Mary Schapiro on Fiduciary Provisions of Dodd-Frank Act

Summary

U.S. Representative Carolyn Maloney (D – N.Y.) letter to Securities and Exchange Commission (SEC) Mary Schapiro dated March 21, 2011.  The letter is regarding Section 913 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), which addresses fiduciary duty.

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