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Joint Comments Re 18th Amendment to the NMS Plan to Address Extraordinary Market Volatility

Issue

Equity Market Structure→

Summary

SIFMA, the Investment Company Institute (ICI), and Investors Exchange LLC (IEX) provide joint comments to the Securities and Exchange Commission (SEC) urging the SEC improve the governance of the national market system (NMS) plan to address extraordinary market volatility (Limit Up-Limit Down Plan) as part of the proposal to transition the plan from operating on a pilot basis to a permanent one.

 

 

PDF

Submitted To

SEC

Submitted By

ICI, IEX and SIFMA

Date

16

January

2019

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