Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
SIFMA has submitted an Amicus “Friend of the Court” Brief
Court:
U.S. Court of Appeals (Federal Circuit)
Amicus Issue:
Whether the adverse inference rule hinders the ability of persons threatened with a claim of patent infringement to engage in full and frank discussion with their counsel in the course of obtaining a favorable written legal opinion because of the fear that these privileged communications will have to be disclosed in order to avoid a negative inference in a subsequent willful infringement action.
Counsel of Record:
Dilworth Paxson LLP
3200 Mellon Bank Center
1735 Market Street
Philadelphia, PA 19103
Steven L. Friedman
Thomas S. Biemer
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…