Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
Court:
U.S. Court of Appeals
(Second Circuit)
Amicus Issue:
Whether a syndicated term loan constitutes a security and is thereby subject to federal and state securities laws
Counsel of Record:
WilmerHale LLP
Danielle Spinelli
Kyle P. Swan
Other Amici:
LSTA
U.S. Chamber
BPI
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…