Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
Court:
U.S. District Court
(S.D.N.Y)
(petition for interlocutory review)
Amicus Issue:
Whether the federal Bankruptcy Code safe harbor for payments made pursuant to swap transactions apply not only to a trustee in a federal bankruptcy proceeding, but also to an assignee in a state insolvency proceedings who seeks to avoid swap payments.
Counsel of Record:
Mayer Brown LLP
Nicole A. Saharsky
Curtis A. Doty
Other Amici:
Int’l Swaps and Derivatives Assoc.
Futures Industry Assoc.
Managed Funds Assoc.
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…