Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
SIFMA has submitted an Amicus “Friend of the Court” Brief
Court:
U.S. Supreme Court
Amicus Issue:
Whether, in evaluating a Section 36(b) claim for excessive mutual fund management fees, the court should examine whether the services provided were reasonably worth their cost, or instead, whether the client made a voluntary choice ex ante with the benefit of adequate disclosure.
Counsel of Record:
Sidley Austin LLP
1501 K Street, NW
Washington, DC 20005
Carter G. Phillips
Jonathan F. Cohn
James C. Owens
Sidley Austin LLP
787 Seventh Avenue
New York, NY 10019
John A. MacKinnon
Robert Pietrzak
Other Amici on SIFMA’s Brief:
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…