FINRA Regulatory Notice 25-06; Recommendations re FINRA Rule 5510 and 5121
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals
(Eleventh Circuit)
(petition for permissive appeal)
Amicus Issue:
Whether the ratepayers’ appeal of the bankruptcy confirmation order is moot, either constitutionally, statutorily, and/or equitably, based on consummation and/or the ratepayers’ failure to obtain a stay pending appeal.
Counsel of Record:
Maynard, Cooper & Gale, PC
Jayna P. Lamar
Other Amici:
None.
More Submissions
Type:
FINRA Regulatory Notice 25-06: Modernizing FINRA Rules, Guidance and Processes to Facilitate Capital Formation
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
Type:
Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…