Recommendations for FINRA Arbitration
SIFMA provided recommendations to FINRA for improving its arbitration forum.
Summary
Court:
Texas Supreme Court
(petition for writ of mandamus)
Amicus Issue:
Whether Texas state courts will apply federal precedent in evaluating materiality at the motion to dismiss stage and how the statute of repose intersects with Texas’ notice pleading standard.
Counsel of Record:
Sullivan & Cromwell LLP
Robert J. Giuffra, Jr.
Matthew A. Schwartz
Justin J. DeCamp
Andrew J. Finn
Joshua D. Tannen
Judson O. Littleton
Other Amici:
U.S. Chamber of Commerce
More Submissions
Type:
Proposed Rule Changes to Amend FINRA Rule 6730 (Transaction Reporting) and Rule G-14 RTRS Procedures Under MSRB Rule G-14
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding FINRA and the MSRB’s amendments…
Type:
FASB’s Invitation to Comment – Agenda Consultation
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).