Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
Court:
Texas Supreme Court
(petition for writ of mandamus)
Amicus Issue:
Whether Texas state courts will apply federal precedent in evaluating materiality at the motion to dismiss stage and how the statute of repose intersects with Texas’ notice pleading standard.
Counsel of Record:
Sullivan & Cromwell LLP
Robert J. Giuffra, Jr.
Matthew A. Schwartz
Justin J. DeCamp
Andrew J. Finn
Joshua D. Tannen
Judson O. Littleton
Other Amici:
U.S. Chamber of Commerce
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…