Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Summary
Court:
U.S. Court of Appeals
(Second Circuit)
Amicus Issue:
Whether plaintiffs satisfied their evidentiary burden for ERISA class certification of a nationwide class of thousands of separate retirement plans that offer TIAA’s participant loan services to their plan participants.
Counsel of Record:
O’Melveny & Myers LLP
Meaghan VerGow
Jeremy Girton
Other Amici:
American Benefits Council
SPARK Institute
American Council of Life Insurers
U.S. Chamber of Commerce
More Submissions
Type:
Confirmation Letter Related to the UST Clearing Working Group’s Accounting Treatment for UST Repo Transactions Cleared Through FICC White Paper
SIFMA provided comments to the U.S Securities and Exchange Commission (SEC) to confirm their discussion on July 29, 2025 with…
Type:
2024 Section 987 Regulations
SIFMA provided additional comments to the U.S. Department of the Treasury (DOT) on the 2024 Final Regulations and 2024 Proposed…