Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Summary
Court:
Ford v. TD Ameritrade, et al.
U.S. Court of Appeals (Eight Circuit)
Amicus Issue:
Whether Fed.R.Civ.P. 23(b)(3)’s predominance and superiority requirements can be satisfied in a class action asserting best execution violations, given that individual, order-by-order inquiries are necessary to determine whether each individual customer actually sustained an economic loss.
Counsel of Record:
Fried, Frank, Harris, Shriver & Jacobson LLP
Michael C. Keats
Justin J. Santolli
Brian C. Stuart
Other Amici:
None
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