Type: Request for Comment on Statement by Commissioner Hester M. Peirce Re: Crypto RFI (SIFMA and SIFMA AMG) SIFMA and SIFMA AMG submitted additional comments to the U.S. Securities and Exchange Commission (SEC) in response to the statement…
Type: Milligan v. Merrill Lynch Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether an employee can retrospectively recast deferred compensation programs as “ERISA…
Type: Doelger v. JPMorgan Chase Bank Court: U.S. Court of Appeals (First Circuit) Amicus Issue: Whether financial advisors have fiduciary duty obligations that require investment managers…