Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Summary
Court:
U.S. Supreme Court
(pet. for writ of cert.)
Amicus Issue:
Whether risk disclosures are false or misleading when they do not discuss past instances in which a risk has materialized, even if that event presents no known risk of business harm.
Counsel of Record:
Sullivan & Cromwell LLP
Judson O. Littleton
Daniel J. Richardson
Other Amici:
U.S. Chamber of Commerce
More Submissions
Type:
Confirmation Letter Related to the UST Clearing Working Group’s Accounting Treatment for UST Repo Transactions Cleared Through FICC White Paper
SIFMA provided comments to the U.S Securities and Exchange Commission (SEC) to confirm their discussion on July 29, 2025 with…
Type:
2024 Section 987 Regulations
SIFMA provided additional comments to the U.S. Department of the Treasury (DOT) on the 2024 Final Regulations and 2024 Proposed…