Honea v. Raymond James Financial Services
Court: Alabama Supreme Court Amicus Issue: Whether there is a private cause of action for a violation of FINRA rules.…
Amicus Briefs
Enron v. ING
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals
(Second Circuit)
Amicus Issue:
Whether transfers of commercial paper that settle on the DTC are insulated from voidable preference claims under the safe-harbor of section 546(e) of the Bankruptcy Code.
Counsel of Record:
Mayer Brown LLP
1675 Broadway
New York, NY 10019
Christopher J. Houpt
Joshua Cohn
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Type:
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