Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
SIFMA submitted an Amicus “Friend of the Court” Brief
Court:
N.Y. Court of Appeals
Amicus Issues:
Whether the lead underwriter in an initial public offering owes a fiduciary duty to the issuer of securities to disclose conflicts of interest in connection with the pricing of the securities, absent a distinct relationship of higher trust that arises apart from the underwriting agreement.
Counsel of Record:
Cleary Gottlieb Steen & Hamilton LLP
Lewis J. Liman
Sheryl B. Shapiro
Michelle J. Parthum
Other Amici:
None.
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…