Testimony on Dodd-Frank Turns 15: Lessons Learned and the Road Ahead
SIFMA President and CEO, Kenneth E. Bentsen Jr., delivered testimony at a hearing before the U.S. House of Representatives Committee…
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals (Second Circuit)
Amicus Issue: Whether plaintiffs satisfied the class action certification standard in a research analyst case.
Counsel of Record:
Mayer, Brown, Rowe & Maw LLP
190 S. Lasalle Street
Chicago, IL 60603
Stephen M. Shapiro
Timothy S. Bishop
SIFMA President and CEO, Kenneth E. Bentsen Jr., delivered testimony at a hearing before the U.S. House of Representatives Committee…
SIFMA AMG and the undersigned associations provided comments to the Department of the Treasury (DOT) encouraging FSOC to restore the…
SIFMA provided comments to the Financial Industry Regulatory Authority (FINRA) on their request for public comment on modernizing FINRA rules,…