Wells Fargo v. SEB Investment Management
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
SIFMA has submitted an Amicus “Friend of the Court” Brief
Court:
Supreme Court of the State of New York, Appellate Division, First Department
(Also see – Assured Guaranty (UK) v. J.P. Morgan Investment Management )
Amicus Issue
Whether New York’s Martin Act has preemptive effect on common law non-fraud tort claims, as numerous state and federal cases have held.
Counsel of Record:
Wilmer Cutler Pickering Hale and Dorr LLP
399 Park Avenue
New York, NY 10022
Lori A. Martin
Wilmer Cutler Pickering Hale and Dorr LLP
1875 Pennsylvania Avenue, NW
Washington, DC 20006
Paul R.Q. Wolfson
Daniel S. Volchok
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
Chief Information Security Officer of Northern Trust, Karl Schimmeck, delivered testimony on behalf of SIFMA at a hearing before the…
Court: Colorado Supreme Court Amicus Issue: Whether C.R.C.P. 11 (which is identical to Fed.R.Civ.P. 11), which imposes a non-delegable duty…