Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals
(Ninth Circuit)
Amicus Issue:
Whether and under what circumstances a claim under Section 11 of the Securities Act of 1933 is subject to the heightened pleading requirements of Fed. R. Civ. P. 9(b).
Counsel of Record:
Dewey & LeBoeuf LLP
333 South Grand Avenue
Los Angeles, CA 90071
John E. Schreiber
Dewey & LeBoeuf LLP
1101 New York Avenue, NW
Washington, DC 20005
Lyle Roberts
More Submissions
Type:
FINRA Regulatory Notice 25-06; Recommendations re FINRA Rule 5510 and 5121
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
Type:
FINRA Regulatory Notice 25-06: Modernizing FINRA Rules, Guidance and Processes to Facilitate Capital Formation
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…