Recommendations for FINRA Arbitration
SIFMA provided recommendations to FINRA for improving its arbitration forum.
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief
Court:
U.S. Supreme Court
Amicus Issue:
Whether a State may impose income tax on a bank with no physical presence in that State.
Counsel of Record:
Sullivan & Cromwell LLP
125 Broad Street
New York, NY 10004
Richard Urowsky
Other Amici on SIFMA’s Brief:
The Clearing House
The National Foreign Trade Council
The Organization for International Investment
U.S. Council for International Business
More Submissions
Type:
Proposed Rule Changes to Amend FINRA Rule 6730 (Transaction Reporting) and Rule G-14 RTRS Procedures Under MSRB Rule G-14
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding FINRA and the MSRB’s amendments…
Type:
FASB’s Invitation to Comment – Agenda Consultation
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).