HFSC Markup of Various Capital Formation Bills
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Court:
New York Supreme Court (Appellate Division)
Amicus Issue:
Whether securities underwriters have a duty to conduct due diligence on other underwriters in a securities offering to determine whether or not they have conflicts of interest.
Counsel of Record:
O’Melveney & Myers LLP
Meaghan VerGow
Lauren M. Wagner
Other Amici:
None.
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
SIFMA, the Financial Services Forum, Bank Policy Institute, and American Bankers Association provided comments to the Federal Reserve Board (FRB)…