Court:
New York Supreme Court (Appellate Division)
Amicus Issue:
Whether securities underwriters have a duty to conduct due diligence on other underwriters in a securities offering to determine whether or not they have conflicts of interest.
Counsel of Record:
O’Melveney & Myers LLP
Meaghan VerGow
Lauren M. Wagner
Other Amici:
None.
SIFMA, Alliance for Digital Innovation, American Bankers Association (ABA), American Public Power Association, Bank Policy Institute (BPI), Business Roundtable, Business…
Court: U.S. Supreme Court Amicus Issue: Whether Section 47(b) of the Investment Company Act of 1940 provides for a private…
SIFMA, American Bankers Association (ABA), America’s Credit Unions (ACU), Bank Policy Institute (BPI), and Consumer Bankers Association (CBA), provided comments…