Public Comment on CCPA Updates, Cyber, Risk, ADMT, and Insurance Regulations
SIFMA provided comments to the California Privacy Protection Agency (CPPA) in response to the modifications to the Proposed Regulations on…
Summary
Court:
Ohio Supreme Court
Amicus Issue:
Whether a broker-dealer or banker may be held liable under Ohio’s aiding and abetting statute, consistent with Boyd v. Kingdom Trust Co., 2018 Ohio 3156, where the alleged aiding and abetting activity involves nothing more that providing usual and customary brokerage/banking services.
Counsel of Record:
Bricker Graydon LLP
Brodi J. Conover
Ryan L. Richardson
Other Amici:
None.
More Submissions
Type:
Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding the Proposed Customer and Account Information System Amendment
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on the proposal, filed by the Consolidated Audit Trail,…
Type:
Invitation to Comment— Recognition of Intangibles
SIFMA comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment— Recognition of Intangibles (the “ITC”). SIFMA…