Recommendations for FINRA Arbitration
SIFMA provided recommendations to FINRA for improving its arbitration forum.
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
Supreme Court of the State of New York, County of New York
Amicus Issue:
Whether an injunction designed to prevent the merger of JP Morgan and Bear Stearns would harm the public interest because a collapse of Bear Stearns would have severe negative consequences for the nation’s financial markets and the economy as a whole.
Counsel of Record:
Willkie Farr & Gallagher LLP
787 Seventh Avenue
New York, NY 10019
Tariq Mundiya
Benjamin P. McCallen
Willkie Farr & Gallagher LLP
1875 K Street, NW
Washington, DC 20006
Richard D. Bernstein
SIFMA provided recommendations to FINRA for improving its arbitration forum.
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding FINRA and the MSRB’s amendments…
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).