Regulatory Notice 25-04: Rule Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief
Court:
U.S. Court of Appeals
(Second Circuit)
Amicus Issue:
Whether time-sensitive facts (the buy/sell recommendations) from a securities firm’s research reports are entitled to protection against immediate republication by news aggregators under the “hot news” misappropriation doctrine.
Counsel of Record:
Paul, Hastings, Janofsky & Walker LLP
875 15th Street, NW
Washington, DC 20005
Stephen B. Kinnaird
Barry Sher
William F. Sullivan
Peter M. Stone
Morgan J. Miller
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…