Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
Court:
U.S. Supreme Court
Amicus Issue:
Whether the “look through” approach to assessing federal subject matter jurisdiction applies to petitions to confirm or vacate an arbitral award.
Counsel of Record:
Wilmer Hale LLP
Thomas G. Saunders
Peter G. Neiman
Ross E. Firsenbaum
Mark C. Fleming
Eric L. Hawkins
Other Amici:
None.
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…