Recommendations for FINRA Arbitration
SIFMA provided recommendations to FINRA for improving its arbitration forum.
Summary
Court:
U.S. District Court
(E.D. Pennsylvania)
Amicus Issue:
Whether the FTC exceeded its statutory authority under the FTC Act by promulgating a final rule banning all employer noncompete agreements.
Counsel of Record:
Mayer Brown LLP
Nicole A. Saharsky
Gail F. Levin
Other Amici:
Managed Funds Assoc.
American Investment Council
Futures Industry Assoc.
More Submissions
Type:
Proposed Rule Changes to Amend FINRA Rule 6730 (Transaction Reporting) and Rule G-14 RTRS Procedures Under MSRB Rule G-14
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding FINRA and the MSRB’s amendments…
Type:
FASB’s Invitation to Comment – Agenda Consultation
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).