Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Court:
U.S. Court of Appeals
(Ninth Circuit)
(in support of interlocutory appeal)
Amicus Issue:
Whether the Affiliated Ute presumption can apply where a complaint alleges misleadingly incomplete statements. Whether the Affiliated Ute presumption can apply absent a fiduciary or other duty requiring a securities issuer to make some affirmative disclosure.
Counsel of Record:
Morrison & Foerster LLP
Deanne E. Maynard
Jordan Eth
Mark R. S. Foster
James R. Sigel
Other Amici:
U.S. Chamber of Commerce
Alliance for Automotive Innovation
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…
SIFMA provided comments to the U.S Securities and Exchange Commission (SEC) to confirm their discussion on July 29, 2025 with…