HFSC Markup of Various Capital Formation Bills
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Court:
U.S. Court of Appeals
(Ninth Circuit)
(in support of interlocutory appeal)
Amicus Issue:
Whether the Affiliated Ute presumption can apply where a complaint alleges misleadingly incomplete statements. Whether the Affiliated Ute presumption can apply absent a fiduciary or other duty requiring a securities issuer to make some affirmative disclosure.
Counsel of Record:
Morrison & Foerster LLP
Deanne E. Maynard
Jordan Eth
Mark R. S. Foster
James R. Sigel
Other Amici:
U.S. Chamber of Commerce
Alliance for Automotive Innovation
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
SIFMA, the Financial Services Forum, Bank Policy Institute, and American Bankers Association provided comments to the Federal Reserve Board (FRB)…