Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
Court:
U.S. Court of Appeals
(District of Columbia)
Amicus Issue:
Whether the SEC has authority to grant non-SRO’s voting power under the Consolidated Data Plan.
Counsel of Record:
Squire Patton Boggs (US) LLP
Keith Bradley
Other Amici:
Council of Institutional Investors
Investors Exchange LLC
MEMX LLC
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…