Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Summary
Court:
U.S. Supreme Court
Amicus Issue:
Whether an investor who purchases securities in a direct listing in which registered and unregistered shares are made publicly tradeable at the same time may bring a claim under Section 11 of the Securities Act.
Counsel of Record:
Latham & Watkins LLP
Melissa Arbus Sherry
Andrew B. Clubok
Susan E. Engel
Brent T. Murphy
Other Amici:
U.S. Chamber of Commerce
Nat’l Assoc. of Manufacturers
More Submissions
Type:
Australia Public Country-by-Country Reporting Regime
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…
Type:
Confirmation Letter Related to the UST Clearing Working Group’s Accounting Treatment for UST Repo Transactions Cleared Through FICC White Paper
SIFMA provided comments to the U.S Securities and Exchange Commission (SEC) to confirm their discussion on July 29, 2025 with…