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Amicus Briefs

Robinhood Financial, LLC v. Massachusetts Securities Division, et al.

Summary

Court:
Massachusetts Superior Court

Amicus Issue:
Whether application of the Massachusetts fiduciary rule is limited, as is SEC Regulation Best Interest, to account type and securities recommendations, or whether it extends far more broadly to encompass unsolicited, self-directed securities transactions.

Counsel of Record:
Goodwin Proctor LLP

Jaime A. Santos
Edwina Clarke

Other Amici:
None.

PDF

Related Committee(s)

  • Amicus & Litigation Advisory Committee

Date

21

May

2021

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