Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals (Fifth Circuit)
Amicus Issue:
Whether conduct by secondary actors may give rise to primary liability under Section 10(b) of the 1934 Act and Rule 10b-5 thereunder.
Counsel of Record:
Irell & Manella LLP
1800 Avenue of the Stars
Suite 900
Los Angeles, CA 90067
David Siegel
Laura W. Brill
Jonathan P. Steinsapir
Other Amici on Brief:
The Clearing House Association
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…