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Amicus Briefs

Raymond James Financial Services v. Armijos

Summary

Court:
U.S. Court of Appeals
(Eleventh Circuit)

Amicus Issue:
Whether claimants are “customers” of RJFS’s formerly associated person for purposes of FINRA Code of Arbitration Procedure Rule 12200.  Whether RJFS’s formerly associated person was an “associated person” for purposes of Rule 12200.

Counsel of Record:
Greenberg Traurig, P.A.

Joseph C. Coates, III

Other Amici:
None

PDF

Related Committee(s)

  • Amicus & Litigation Advisory Committee

Date

6

July

2020

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