Back to Submissions

Amicus Briefs

Quaak v. Dexia

Summary

SIFMA has submitted an Amicus “Friend of the Court” Brief.

Court:

U.S. Court of Appeals (First Circuit)

Amicus Issue:
Whether conduct by secondary actors may give rise to primary liability under Section 10(b) and Rule 10b-5 after the Supreme Court’s decision in Central Bank of Denver v. First Interstate Bank of Denver, 511 U.S. 164 (1994).
Counsel of Record:

Sullivan & Cromwell LLP

125 Broad Street
New York, NY 10004

David H. Braff
Michael T. Tomaino, Jr.
Jeffrey T. Scott
Other Amici on Brief:

U.S. Chamber of Commerce

The Clearing House Association

 

 

 

PDF

Date

11

January

2006

More Submissions