Regulatory Notice 25-04: Rule Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
Court:
U.S. Supreme Court (pet. for writ of cert.)
Amicus Issue:
Whether the PSLRA’s automatic discovery-stay provision – which stays all discovery in “any private action arising under [the Securities Act]” until a trial court has denied a motion to dismiss, 15 U.S.C. § 77z-1(b)(1) – applies in state court.
Counsel of Record:
Hogan Lovells US LLP
William M. Regan
Allison M. Wuertz
Other Amici:
U.S. Chamber of Commerce
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…