Supplemental Comments on Digital Asset Markets (Joint Trades)
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
Court:
U.S. Court of Appeals
(Ninth Circuit)
Amicus Issue:
Whether an investor who purchases securities in a direct listing in which registered and unregistered shares are made publicly tradeable at the same time may bring a claim under Section 11 of the Securities Act.
Counsel of Record:
Latham & Watkins LLP
Andrew B. Clubok
Gavin M. Masuda
Gregory Mortenson
Other Amici:
U.S. Chamber of Commerce
National Venture Capital Association
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
SIFMA AMG provided comments to the Treasury Markets Practices Group (TMPG) on the Consultative White Paper and Proposed Best Practice…
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment - Financial Key Performance Indicators…