Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Summary
Court:
U.S. Court of Appeals
(Ninth Circuit)
Amicus Issue:
Whether an investor who purchases securities in a direct listing in which registered and unregistered shares are made publicly tradeable at the same time may bring a claim under Section 11 of the Securities Act.
Counsel of Record:
Latham & Watkins LLP
Andrew B. Clubok
Gavin M. Masuda
Gregory Mortenson
Other Amici:
U.S. Chamber of Commerce
National Venture Capital Association
More Submissions
Type:
CT Plan Filing for Fees Charged to Vendors and Subscribers for Consolidated Equity Market Data, CT Plan Policies, and Data Subscriber Agreements
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
Type:
Withholding With Respect to Digital Asset Transactions
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…