Court:
U.S. Court of Appeals
(Ninth Circuit)
Amicus Issue:
Whether an investor who purchases securities in a direct listing in which registered and unregistered shares are made publicly tradeable at the same time may bring a claim under Section 11 of the Securities Act.
Counsel of Record:
Latham & Watkins LLP
Andrew B. Clubok
Gavin M. Masuda
Gregory Mortenson
Other Amici:
U.S. Chamber of Commerce
National Venture Capital Association
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