Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
Court:
U.S. Supreme Court (petition for writ of cert.)
Amicus Issue:
Whether the so-called “extender” provision of the Housing and Economic Recovery Act of 2008 (HERA) extends the applicable three-year statute of repose for claims brought under Sections 11 and 12 of the Securities Act of 1933, thereby allowing a federal agency to proceed with claims brought four to six years after the relevant securities were purchased.
Counsel of Record:
Kramer Levin Naftalis & Frankel LLP
Michael J. Dell
Karen S. Kennedy
Other Amici:
None.
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…