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Amicus Briefs

New York Stock Exchange LLC, et al. v. Securities and Exchange Commission

Summary

Court:
U.S. Court of Appeals (D.C. Circuit)

Amicus Issue:
Whether companies that are affiliates of, but separate from, national securities exchanges are subject to SEC jurisdiction as “facilities of an exchange” under Section 3(a)(2) of the Exchange Act when they provide wireless connectivity services.

Counsel of Record:
Cadwalader, Wickersham & Taft LLP

Jason M. Halper
Steven Lofchie
Charles A. Munn
Hyungjoo Han

Other Amici:
FIA Principal Traders Group

 

PDF

Related Committee(s)

  • Amicus & Litigation Advisory Committee

Date

19

April

2021

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