HFSC Markup of Various Capital Formation Bills
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Court:
U.S. Court of Appeals (Fifth Circuit)
Amicus Issue:
Whether the SEC’s private funds adviser rule: (i) exceeds the SEC’s regulatory authority under the Investment Adviser Act; and/or (ii) violates the Administrative Procedure Act as arbitrary and capricious because the SEC ignored important issues and reliance interests, and its explanation for the rule runs counter to the evidence.
Counsel of Record:
Mayer Brown LLP
Nicole A. Saharsky
Carmen N. Longoria-Green
Avi M. Kupfer
Other Amici:
None.
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
SIFMA, the Financial Services Forum, Bank Policy Institute, and American Bankers Association provided comments to the Federal Reserve Board (FRB)…