Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
Court:
U.S. Supreme Court
Amicus Issue:
Whether liability for retaliation under the Sarbanes-Oxley Act requires proof of retaliatory intent.
Counsel of Record:
Morgan, Lewis & Bockius LLP
Sarah E. Bouchard
David B. Salmons
Samuel S. Shaulson
Arielle H. Steinhart
Other Amici:
None.
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…