Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals
(Sixth Circuit)
Amicus Issue:
Whether, for bankruptcy law purposes, a bank is a “transferee” of funds deposited into a customer’s bank account.
Counsel of Record:
Clements, Brown & McNichols, P.A.
Joshua D. McKarcher
Other Amici:
American Bankers Association
Michigan Bankers Association
The Clearing House Association
The Ohio Bankers League
Consumer Bankers Association
Financial Services Roundtable
More Submissions
Type:
Confirmation Letter Related to the UST Clearing Working Group’s Accounting Treatment for UST Repo Transactions Cleared Through FICC White Paper
SIFMA provided comments to the U.S Securities and Exchange Commission (SEC) to confirm their discussion on July 29, 2025 with…
Type:
2024 Section 987 Regulations
SIFMA provided additional comments to the U.S. Department of the Treasury (DOT) on the 2024 Final Regulations and 2024 Proposed…