HFSC Markup of Various Capital Formation Bills
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Court:
U.S. Supreme Court
(pet. for writ of cert.)
Amicus Issue:
Whether the failure to disclose a trend or uncertainty pursuant to Item 303 of SEC Regulation S-K can serve as the predicate for a private cause of action under Section 10(b) of the Securities Exchange Act of 1934.
Counsel of Record:
Goodwin Procter LLP
William M. Jay
Andrew Kim
Jesse Lempel
Daniel P. Roeser
Other Amici:
U.S. Chamber of Commerce
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
SIFMA, the Financial Services Forum, Bank Policy Institute, and American Bankers Association provided comments to the Federal Reserve Board (FRB)…