Nasdaq and Cboe v. SEC
Court: U.S. Court of Appeals (D.C. Circuit) Amicus Issue: Whether it would be proper to sever the minimum tick-size amendments…
Court:
Delaware Supreme Court
Amicus Issue:
Whether the Delaware Supreme Court’s holding in Cantor Fitzgerald precludes reviewing forfeiture-for-competition provisions for reasonableness in circumstances outside the limited partnership context?
Counsel of Record:
Munger, Tolles & Olson LLP
Malcolm A. Heinicke
Phillip H.C. Wilkinson
Other Amici:
Managed Funds Assoc.
Court: U.S. Court of Appeals (D.C. Circuit) Amicus Issue: Whether it would be proper to sever the minimum tick-size amendments…
SIFMA provided comments on the request for comment issued by the U.S. Securities and Exchange Commission (SEC) on the existing…
SIFMA provided comments to the Secretary of State and the Securities Commissioner on the Secretary of State's latest rulemaking Proposals,…