Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Summary
Court:
U.S. Court of Appeals (Eighth Circuit)
Amicus Issue:
Whether the “substantial assistance” and causation elements of aiding-and-abetting liability may be satisfied by the mere provision of routine professional and financial services.
Counsel of Record:
Sullivan & Cromwell LLP
Rodgin Cohen
William B. Monahan
Matthew A. Schwartz
Rachel Rolnick
Max J. Kober
Other Amici:
U.S. Chamber of Commerce
Bank Policy Institute
More Submissions
Type:
CT Plan Filing for Fees Charged to Vendors and Subscribers for Consolidated Equity Market Data, CT Plan Policies, and Data Subscriber Agreements
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
Type:
Withholding With Respect to Digital Asset Transactions
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…