Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
Court:
Colorado Supreme Court
Amicus Issue:
Whether the Colorado court of appeals departed from federal caselaw on the Securities Act of 1933 when it (a) held that immaterial “puffery” statements may become material due to nearby historical or measurable information, and (b) allowed plaintiff to plead claims based on hindsight.
Counsel of Record:
Hogan Lovells US LLP
William M. Regan
Allison M. Wurtz
Maura C. Allen
Jessica Black Livingston
Other Amici:
None.
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…