HFSC Markup of Various Capital Formation Bills
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Summary
Court:
Colorado Supreme Court
Amicus Issue:
Whether the Colorado court of appeals departed from federal caselaw on the Securities Act of 1933 when it (a) held that immaterial “puffery” statements may become material due to nearby historical or measurable information, and (b) allowed plaintiff to plead claims based on hindsight.
Counsel of Record:
Hogan Lovells US LLP
William M. Regan
Allison M. Wurtz
Maura C. Allen
Jessica Black Livingston
Other Amici:
None.
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Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (Joint Trades)
SIFMA, the Financial Services Forum, Bank Policy Institute, and American Bankers Association provided comments to the Federal Reserve Board (FRB)…