Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Court:
U.S. Supreme Court
Amicus Issue:
Whether the three-year limitations period in Section 413(2) of the Employee Retirement Income Security Act, which runs from “the earliest date on which the plaintiff had actual knowledge of the breach or violation,” bars suit when all the relevant information was disclosed to the plaintiff by the defendants more than three years before the plaintiff filed the complaint, but the plaintiff chose not to read or could not recall having read the information.
Counsel of Record:
Gibson, Dunn & Crutcher LLP
Mark A. Perry
Matthew S. Rozen
Other Amici:
National Ass’n of Manufacturers
American Benefit Council
The ERISA Industry Committee
American Retirement Ass’n
U.S. Chamber
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
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