Potential Modernization of Municipal Fund Securities Disclosure Obligations
SIFMA provided comments to the Municipal Securities Rulemaking Board (MSRB) in response to the Concept Release regarding its Potential Modernization…
Summary
Court:
U.S. Court of Appeals
(Sixth Circuit)
Amicus Issue:
Whether the Affiliated Ute presumption of reliance applies only to claims based on omissions or whether it also extends to claims based on misstatements or half-truths.
Counsel of Record:
Morrison & Foerster LLP
Deanne E. Maynard
Jordan Eth
James R. Sigel
David J. Wiener
Diana L. Kim
Other Amici:
U.S. Chamber of Commerce
Edison Electric Institute
American Tort Reform Assoc.
American Property Casualty Ins. Assoc.
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Type:
SIFMA AMG Recommendations on Private Markets Regulatory Reforms
SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding potential regulatory reforms to enhance retail access…
Type:
Tech Mahindra (Americas) v. Williams
Court: U.S. Supreme Court (pet. for writ of cert.) Amicus Issue: Whether the mere submission of a proposed amended complaint…