Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
Summary
Court:
U.S. Court of Appeals
(Sixth Circuit)
Amicus Issue:
Whether the Affiliated Ute presumption of reliance applies only to claims based on omissions or whether it also extends to claims based on misstatements or half-truths.
Counsel of Record:
Morrison & Foerster LLP
Deanne E. Maynard
Jordan Eth
James R. Sigel
David J. Wiener
Diana L. Kim
Other Amici:
U.S. Chamber of Commerce
Edison Electric Institute
American Tort Reform Assoc.
American Property Casualty Ins. Assoc.
More Submissions
Type:
FINRA Regulatory Notice 25-06; Recommendations re FINRA Rule 5510 and 5121
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
Type:
FINRA Regulatory Notice 25-06: Modernizing FINRA Rules, Guidance and Processes to Facilitate Capital Formation
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…