Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
Court:
U.S. District Court (S.D.N.Y.)
(petition for interlocutory appeal)
Amicus Issue:
Whether the U.S. Bankruptcy code safe harbor applies to a BVI common law “constructive trust” claim asserted against defendants by the Liquidators of the defunct Fairfield funds (offshore “feeder” funds that invested in Madoff).
Counsel of Record:
Freshfields Bruckhaus Deringer US LLP
Madlyn Gleich Primoff
David Y. Livshiz
Dana Roizen
Henry H. Hutten
Other Amici:
Structured Finance Association
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…