Regulatory Notice 25-04: Rule Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
Court:
U.S. Court of Appeals
(Second Circuit)
Amicus Issue:
Whether foreign liquidators can sue in the United States to avoid and recover securities settlement payments or payments in connection with securities contracts that, under controlling law, a U.S. bankruptcy trustee could not recover because such payments fall within the Section 546(e) securities safe harbor.
Counsel of Record:
Freshfields Bruckhaus Deringer US LLP
David Y. Livshiz
Scott A. Eisman
Madlyn Gleich Primoff
Timothy P. Harkness
Other Amici:
None.
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…