Recommendations for FINRA Arbitration
SIFMA provided recommendations to FINRA for improving its arbitration forum.
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals
(Eighth Circuit)
Amicus Issue:
Whether the district court misapplied Halliburton I and II by finding a price impact of the alleged misrepresentations based solely on a price drop after the alleged corrective disclosures were made several months later.
Counsel of Record:
Paul, Weiss, Rifkind, Wharton & Garrison LLP
Charles E. Davidow
Marc Falcone
Robyn Tarnofsky
Other Amici:
None.
More Submissions
Type:
Proposed Rule Changes to Amend FINRA Rule 6730 (Transaction Reporting) and Rule G-14 RTRS Procedures Under MSRB Rule G-14
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding FINRA and the MSRB’s amendments…
Type:
FASB’s Invitation to Comment – Agenda Consultation
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).