Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
Court:
U.S. Court of Appeals
(Second Circuit)
(Rule 23(f) petition)
Amicus Issue:
Whether plaintiffs satisfied their evidentiary burden for ERISA class certification of a nationwide class of thousands of separate retirement plans that offer TIAA’s participant loan services to their plan participants.
Counsel of Record:
O’Melveny & Myers LLP
Meaghan VerGow
Jeremy Girton
Other Amici:
American Benefits Council
SPARK Institute
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…